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Legal terms

About Winterflood Securities US Corporation  

Winterflood Securities US Corporation ("Winterflood"), is a Delaware limited liability company that is a member of FINRA and the SIPC and registered as a broker dealer with the SEC.  Winterflood’s registered office is1460 Broadway, 9th Floor, New York 10036. Winterflood has entered into a brokerage services agreement with its UK affiliate Winterflood Securities Limited under Rule 15a-6 of the US Securities Exchange Act 1934 whereby Winterflood Securities Limited acts as the foreign broker-dealer executing transactions in foreign securities and Winterflood acts as the chaperoning broker-dealer effecting such transactions in the US.

This website is directed at major US Institutional Investors (as defined in Rule 15a-6) and not directed as US individuals or any entity that resides in or is located in the any other jurisdiction where such distribution, availability or use would be contrary to law or regulation or would subject Winterflood to registration or licensing requirements.

Information on this website 

The investments and investment services (including research reports) described on this website may not be suitable for all people.  Nothing on this website constitutes professional and/or financial advice.  All material on this website is for information purposes only. 

We make every effort to keep our website up to date but cannot guarantee that information on it is accurate or current and you should not rely upon it. To the extent permitted by law, Winterflood excludes all responsibility and liability for loss or damage incurred by any user of this website.

Nothing on this website constitutes or forms a part of any offer for sale, subscription of, or any invitation to buy or subscribe for any securities or other financial instruments. This website should not form the basis of, or be relied upon in any connection with any contract or commitment. 

The services described on this website are available solely subject to the terms of an appropriate contract with Winterflood.

Use of links

If you leave this website via a link contained herein you do so at your own risk. Winterflood is not responsible for the link nor any content you access from it and accepts no liability for any loss or damage arising as a result. 

Intellectual Property and Data

All intellectual property rights in the content of this website belong to Winterflood or its licensors.  Any instrument or reference data extracted and used from this website may require you to have a license agreement from the relevant exchange or data vendor.

Access and availability

We try to ensure that this website is always available for access but from time to time we may need to restrict access without warning for security or updating purposes. We accept no liability for any loss or damage incurred arising from any loss of access to this website.


You must not misuse this website by knowingly introducing viruses or other material which is malicious or technologically harmful.  You must not hack or attempt to hack this website or our servers. 

Winterflood will not be liable for any loss or damage caused by harmful material that may infect your computer equipment or materials due to your use of this website, your downloading of any material posted on it or on any website linked to it.


New York law governs the use of this website and these terms.  The Courts of New York have exclusive jurisdiction to resolve any dispute or claim arising out of or relating to this website and these terms.